check out your broker/investment advisor

• FINRA BrokerCheck
• Securities and Exchange Commission – Check Out Brokers and Advisors
• National Futures Association BASIC
  Investors can conduct background checks on firms or individuals by utilizing the BASIC Search. exness review BASIC contains CFTC registration and NFA membership information as well as futures-related regulatory and non-regulatory actions about particular firms or individuals.

get other help

• Brokerage firm bankruptcy – Securities Investor Protection Corporation
• Identity theft – Federal Trade Commission
• 401(k) claims – U.S. Department of Labor
• Choosing a Financial Advisor – CFA Institute
• Fraud Center � North American Securities Administrator Association

report investment fraud/abuse

• Securities Exchange Commission
• Your state securities regulator
• Commodity Futures Trading Commission

file arbitration/mediation claims

• Financial Industry Regulatory Authority
• National Futures Association
  NFA believes that investor protection begins with investor education. etoro bitcoin For more investor resources, visit NFA�s Investor Learning Center which offers educational publications, investor alerts, investor newsletter subscription and online learning programs.
• CFTC Reparations Program resolves disputes between commodity customers and commodity professionals